Lpl financial clients

Reported assets and client numbers have not been independently and fully verified by LPL Financial. LPL Financial is one of the leading financial services companies and the largest independent broker/dealer in the nation*. comThe first key to optimal wealth management is identifying issues and opportunities as precisely and comple LPL Financial is one of the leading financial services companies and the largest independent broker/dealer in the nation*. First we want to give our clients a place to find out what is happening at LPL Financial and to have an easy way of communicating with us, at your convenience. LPL Financial advisors provide objective financial guidance to millions of American LPL Finances is an illegal broker. This website is solely for informational purposes. Thousands of financial advisors nationwide rely on LPL LPL Finances is an illegal broker. * As reported in Financial Planning magazine June 1996-2020, based on total revenues Reported assets and client numbers have not been independently and fully verified by LPL Financial. LPL Finances is an illegal broker. Please log-in to access your current account holdings, transactions, and consolidated statements via Albridge Solutions' secure network. 8 million from his clients. Overview. With approximately 13,500 brokers and 6,500 offices, LPL is the country’s fourth-largest brokerage firm behind only Wells Fargo, Morgan Stanley, and Merrill Lynch. Client Services Representatives & Trading 855-575-9656 8:00 a. 1055 Lpl Way, Fort Mill, SC(704) 733-3300. Financial advice is changing, and at LPL Financial, we’re at the forefront. Client Service Associate (561) 202-8739 Securities and Advisory services offered through LPL Financial. Peggy has a great passion for helping people and upholds the practice of putting clients first! Peggy uses her 15 years of financial advising experience and investment knowledge to build client's portfolios to pursue their retirement goals and more. Securities and advisory services offered through LPL Financial LLC, an SEC- registered broker A former LPL Financial registered broker-dealer and investment advisor defrauded his clients of about $2. A benefit of holistic planning is that it provides a comprehensive view of all areas of your financial life. Fees & Compensation. For more than four decades, the firm has served as an enabling partner, supporting financial advisors in their goals of protecting and growing their clients’ wealth. San Diego LPL Financial 4707 Executive Drive San Diego, CA 92121-3091 What types of clients does LPL Financial serve? The minimum amount of assets required to work with an LPL advisor varies depending on the service you receive. LPL AccountView is an online portal for accessing your LPL Financial accounts, statements, and 1099s. Forms; Resources; About Us. The Securities and Exchange Commission (“Commission”) deems it appropriate and in the Reported assets and client numbers have not been independently and fully verified by LPL Financial. PO BOX 509049. Today, our clients are more unique than ever, from a retiree to a business owner CHARLOTTE, N. This is where we implement your customized plan. Independent Research. 3 million in unregistered securities. According to a press announcement on June 1, 2020, the Securities and Exchange Commission charged former LPL Financial advisor James Kenneth Couture with defrauding his advisory clients by allegedly stealing approximately $2. The following Thousands of financial advisors nationwide are able to rely on the firm's tools and resources to help them provide financial guidance and recommendations to help meet their clients' needs. Advisory services are only offered to clients or prospective clients where Cornerstone Wealth Management and its representatives are properly licensed or exempt from licensure. ClientWorks includes tools for account opening, client management, trading, and more. NEW YORK (MainStreet)—You trust your financial advisor, but they&aposre not your priest or rabbi, right? It&aposs an office, not a confessional. In the review, we provide an in-depth overview of the firm, including its fees, services, investment approaches and more $152,530,468,356 14,000 Founded in 198 LPL Financial News: This is the News-site for the company LPL Financial on Markets Insider © 2021 Insider Inc. LPL Financial Mobile, exclusively for LPL Financial advisors, is a fast, secure service that allows you to stay connected to your clients and monitor accounts from your iPhone and iPad. ET, Monday through Friday LPL and its financial advisors were ranked No. San Diego, CA 921050-9049. Mountain America employees LPL Financial Supervisory System Failure. We're excited to work with you to bring your financial strategy to life. I'll also say I agree with Khoi that for a lot of people, b You don't have to put life on pause just because you have student loans. For customized investment advisory plans, the investment minimum is up to the discretion of the advisor and is detailed in the client agreement. myLPLcfo. If you are a client of an LPL Financial Professional, please contact your Financial Professional to gain mobile access to the new Account View. 02, 2021 (GLOBE NEWSWIRE) -- LPL Financial LLC today announced that three LPL advisors were recognized among the 2021 Top Wealth Advisors list published recently by leading LPL Finances is an illegal broker. The following More recently, federal prosecutors charged a former LPL advisor with fraud in connection to allegations he stole more than $2. ORDER INSTITUTING ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS, PURSUANT TO SECTIONS 203(e) AND 203(k) OF THE INVESTMENT ADVISERS ACT OF 1940, MAKING FINDINGS, AND IMPOSING REMEDIAL SANCTIONS AND A CEASE-AND-DESIST ORDER I. Please enable javascript to view this site. 9 million from them. Five years ago, advisors Paul Krumenacker and David Jenkins moved their team and clients from LPL Financial to rival firm Raymond James Financial. The LPL Financial Registered Representatives associated with this site may only discuss and/or transact securities business with residents of the following states: CA, CO, HI, IN, KS, MD, MI, MO, NC, NE, NY, SC, WA. LPL Financial's advisors are capable of providing clients a wide array of financial products, which include mutual funds, annuities and other tax-efficient investments, domestic and international securities, insurance, fee-based asset management programs, estate and financial planning, trust services, group retirement plans and exchange-traded LPL Financial’s most recent disclosure involves a settlement with the SEC that found LPL wilfully violated a section of the Advisers Act by providing inadequate disclosure to clients of a conflict of interest related to the firm’s receipt of 12b-1 fees and its selection of mutual funds that pay such fees. * LPL Financial understands that providing clients with objective investment advice is critical to their financial security. Mail to: Fax to: Email to: LPL Financial. * As reported in Financial Planning magazine June 1996-2020, based on total revenues LPL Financial provides independent financial advisors and financial institutions the technology, research, clearing and compliance services and practice management support and capabilities that empower them to be successful serving the needs of their clients. LPL Financial 13620 N FM 620 Building C, Suite 200 Austin, TX 78717. ATTN: Trade Direct. So it Typically, a client is an application that runs on a personal computer or workstation and relies on a server to perform some operations. We’re building a future where advisors can—with no friction or complexity, as simple as turning the dials—pick the business model, services, technology, and product mix that best meet their clients’ needs. LPL Financial, registered in 1975, serves 53 state (s) with a licensed staff of 12,465 advisors. Forgot Password? Need Help? - OR - Need to register for a Username and password? For more than four decades, the firm has served as an enabling partner, supporting financial advisors in their goals of protecting and growing their clients'  For more than four decades, the firm has served as an enabling partner, supporting financial advisors in their goals of protecting and growing their clients'  LPL Financial is one of the nation's leading financial services companies and financial guidance and recommendations to help meet their clients' needs. Safeguarding Client AssetsThe security of our clients' assets is our highest priority. Securities and advisory services offered through LPL Financial LLC, an SEC- registered broker LPL Financial is one of the leading financial services companies and the largest independent broker/dealer in the nation*. Teresa Adams is a Registered Representative with Securities and Advisory Services offered through LPL Financial, a Registered Investment Advisor. LPL and its financial advisors were ranked No. You need a browser with frame support to view this site. , Sept. LPL FINANCIAL LLC Respondent. 9 million and used a portion of the money to buy a book of advisory clients from another Peggy is a trusted LPL Financial Advisor dedicated to her clients. Welcome to LPL Financial - Scott Michalek We would like to welcome you to the new website of Scott Michalek and LPL Financial. For clients of LPL advisors also affiliated with a bank, credit union or other financial institution If your account was opened in our offices located at a financial institution, such as a bank or credit union; and that financial institution decides Who you trust with your money can help make you or ruin you. StockOpter helps clients maximize the value of their employee stock options, restricted / performance shares and highly concentrated company stock holdings by providing insight and analysis that facilitates timely, informed and tax-efficient LPL Financial Review. You have to stay away from it. For more than four decades, the firm has served as an enabling partner, supporting financial advisors in their goals of protecting and growing their clients'  Primary Role is to assist LPL Financial Advisors in their efforts to win and retain High Net Worth clients that represent $5 million or more in investable  With LPL focused on technology, advisors are able to focus on what is most important: Meeting client investment objectives. Securities and advisory services offered through LPL Financial LLC, an SEC- registered broker LPL Financial and its family of affiliated companies are committed to protecting the confidentiality of the information furnished by our clients to us. CHARLOTTE, N. Honest customer feedback helps advisers be more responsive. We'll handle it for you. Our customized programs are designed with the goal to help grow and preserve our client's wealth by delivering an unprecedented level of personalized service and experience. By John Nersesian As financial advisers, we’re all familiar with the concept of “know your customer. ET, Monday through Friday LPL FINANCIAL LLC Respondent. This intuitive system offers a single location to access all client account types, access data, and process business. On Monday, they and $700 million their practice Client Services. Typically, a client is an application th A few months ago, Khoi Vinh wrote an article declaring the end of client services. and finanzen. The advisor, James Couture, was associated with LPL’s office in Worcester, Massachusetts from 2009 until 2020, when he was discharged over allegations of altering identification on account statements and co-mingling funds. Boston LPL Financial 75 State Street, 22nd Floor Boston, MA 02109. LPL offers its advisors: Freedom of choice. Securities and advisory services offered through LPL Financial LLC, an SEC- registered broker LPL Finances is an illegal broker. attorney Nathaniel Mendell and Joseph Bonavolonta, a special agent with the Boston Division of the Federal Bureau of Investigations, a longtime financial adviser was arrested and charged with defrauding elderly Thousands of financial advisors nationwide are able to rely on the firm's tools and resources to help them provide financial guidance and recommendations to help meet their clients' needs. In this review we explain the details. During this phase, we will recommend specific solutions to address each of your goals. See Advisors At This Firm. Just when you make plans, life happens - and events large or small can change everything. The purpose of this site is threefold. I'll be the first to admit Khoi is a super-smart guy who has done a lot for the industry. About LPL Financial; Register. S. LPLFinances will let its clients trade with financial instruments that are subject to regulations. 29, 2021 (GLOBE NEWSWIRE) -- LPL Financial LLC (Nasdaq: LPLA) announced today that the team at First Legacy Wealth Management has joined LPL Financial’s broker-dealer <p>Pathway Wealth Management is a comprehensive financial services firm committed to helping our clients work towards their long-term financial goals. All rights reserved. More recently, federal prosecutors charged a former LPL advisor with fraud in connection to allegations he stole more than $2. A former LPL Financial registered broker-dealer and investment advisor defrauded his clients of about $2. ”. Featured Resource Student Loan Hero is co For more than four decades, the firm has served as a enabling partner, supporting financial advisors in their goals of protecting and growing their clients'  For more than four decades, the firm has served as an enabling partner, supporting financial advisors in their goals of protecting and growing their clients'  For more than four decades, the firm has served as an enabling partner, supporting financial advisors in their goals of protecting and growing their clients'  For more than four decades, the firm has served as an enabling partner, supporting financial advisors in their goals of protecting and growing their clients'  8 days ago LPL Financial manages $268. 8 billion and provides investment advisory services for 794,043 clients (1:64 advisor/client ratio). Some things are A client may not be worth keeping if they display these behaviors. LPL Financial manages $268. Financial advisors and institutions need a partner that can help them meet the evolving needs of their clients. Despite earning in excess of $300 million during his career, he lost it all and filed for bankruptcy in Through extensive research, SmartAsset compiled this review of LPL Financial. Securities and Advisory services offered through LPL Financial. It may not have a household name, but LPL Financial is one of the country’s largest brokerage firms. As a market leader, LPL is well positioned to enable our customers to help their clients do just that. The Securities and Exchange Commission (“Commission”) deems it appropriate and in the LPL Financial provides independent financial advisors and financial institutions the technology, research, clearing and compliance services and practice management support and capabilities that empower them to be successful serving the needs of their clients. Practice management programs and training. 29, 2021 (GLOBE NEWSWIRE) -- LPL Financial LLC (Nasdaq: LPLA) announced today that the team at First Legacy Wealth Management has joined LPL Financial’s broker-dealer Thousands of financial advisors nationwide are able to rely on the firm's tools and resources to help them provide financial guidance and recommendations to help meet their clients' needs. Michael Smith (LPL Financial) Arrested And Charged With Defrauding Elderly Clients. ) The client part of a client-server architecture. Brock Associates, A Family Office, we Reported assets and client numbers have not been independently and fully verified by LPL Financial. (kl &nt) (n. 02, 2021 (GLOBE NEWSWIRE) -- LPL Financial LLC today announced that three LPL advisors were recognized among the 2021 Top Wealth Advisors list published recently by leading LPL Financial Women and Finance White Paper A New Era for Women and Financial Planning page 1 WOMENINVEST Why focus on female clients? Introduction A critical mass of women — bolstered by LPL Financial has been charged by the Securities and Exchange Commission with failing to comply with its Customer Identification Program rules and allowing a client to defraud a Puerto Rican Thousands of financial advisors nationwide are able to rely on the firm's tools and resources to help them provide financial guidance and recommendations to help meet their clients' needs. Headers Begin Cache-Control = 'no-cache' Connection = 'Keep-Alive' Pragma = 'no-cache' Accept = '*/*' Accept-Encoding = 'gzip, deflate' From = 'bingbot(at)microsoft LPL also bought two smaller shops in 2020: E. Some clients withhold information they feel their advisor doesn’t need to know. C. LPL Financial Account View Home >> Client Log-in >> LPL Financial Account View Say goodbye to snail mail, clutter and information that’s outdated the moment it’s printed and say hello to secure, convenient, anytime, anywhere online access to your financial information with Account View and eDelivery. With LPL focusing on back-office service and support, advisors are able to focus on their clients’ future rather than on logistics. LPL Financial Broker James Couture Charged with Defrauding Clients. Our independent financial professionals provide a personalized approach to wealth management, retirement and investment and financial advisor services for individual investors, small business owners and institutional clients. But there’s a right and wrong way to ask. Soliciting feedback is inherently personal. 9 million and used a portion of the money to buy a book of advisory clients from another LPL Finances is an illegal broker. Monitoring. Securities and advisory services offered through LPL Financial LLC, an SEC- registered broker A former LPL Financial broker was arrested and charged Wednesday with defrauding his older clients and stealing their retirement assets, according to court documents and a statement jointly LPL Financial of Lake Havasu City is a fully independent firm, able to provide our clients objective financial services and advice. ET, Monday through Friday LPL Financial Account View Home >> Client Log-in >> LPL Financial Account View Say goodbye to snail mail, clutter and information that’s outdated the moment it’s printed and say hello to secure, convenient, anytime, anywhere online access to your financial information with Account View and eDelivery. For more than four decades, the fi Reported assets and client numbers have not been independently and fully verified by LPL Financial. LPL Financial and its family of affiliated companies are committed to protecting the confidentiality of the information furnished by our clients to us. attorney Nathaniel Mendell and Joseph Bonavolonta, a special agent with the Boston Division of the Federal Bureau of Investigations, a longtime financial adviser was arrested and charged with defrauding elderly Cornerstone Wealth Management and all its DBAs are separate entities from LPL Financial. I always get a lot of push back when I start talking about firing clients, especially with new entrepreneurs who are still wondering how they will pay their bills every mont PIMCO’s John Nersesian explains how clients want to work with advisers who have the ability to go beyond the traditional facts and figures. * A chief objective of LPL Financial is to reduce the complexity of running a financial services practice so advisors can focus on their clients. LPL Financial has more than $500 billion in assets under its management and has around 14,000 financial advisors. Thousands of financial advisors nationwide rely on LPL LPL Financial is one of the leading financial services companies and the largest independent broker/dealer in the nation*. Website. Headers Begin Cache-Control = 'no-cache' Connection = 'Keep-Alive' Pragma = 'no-cache' Accept = '*/*' Accept-Encoding = 'gzip, deflate' From = 'bingbot(at)microsoft Reported assets and client numbers have not been independently and fully verified by LPL Financial. It is also a great way to get access to financial proposals and advice from your financial professional. Securities and advisory services offered through LPL Financial LLC, an SEC- registered broker Private Advisor Group and Client First. According to a joint statement of the acting U. lpl. They manage $268,833,916,025 in 1,055,189 accounts and serve the financial needs of clients across 53 states (or territories). A chief objective of LPL Financial is to reduce the Separately in July 2019, the SEC charged an individual former LPL Financial broker, Kerry L. Member FINRA & SIPC. comThe first key to optimal wealth management is identifying issues and opportunities as precisely and comple CHARLOTTE, N. Financial Advice are separate entities from LPL Financial. add_a_photo. Like most service providers, financial advisers want to know what their customers think. ClientWorks is a comprehensive advisor platform designed — and continually refined — to help you run your business more efficiently. LPL has added some major new A former LPL Financial broker was arrested and charged Wednesday with defrauding his older clients and stealing their retirement assets, according to court documents and a statement jointly Helping our clients achieve financial success is what gets us out of bed in the morning and has us hitting the ground running. We make that chore our responsibility so you can do what you do best -- and relax. 1 in net customer loyalty in a 2016 Cogent Reports™ study. This LPL Financial Registered Representative associated with this site may only discuss and/or transact securities business with residents of the following states: Arkansas Reported assets and client numbers have not been independently and fully verified by LPL Financial. Financial advice is changing, and at LPL Financial, we’re at the forefront. Account View gives you online access to your accounts, statements, secure documents, and WealthVision. Client Types. What current and prospective clients should know about complaints and regulatory actions against LPL Financial LPL Financial is one of the largest financial services companies in the United States. A one-on-one approach. That is why we have chosen to work with LPL Financial, the Nation's  For more than four decades, the firm has served as an enabling partner, supporting financial advisors in their goals of protecting and growing their clients'  LPL Financial Mobile, exclusively for LPL Financial advisors, is a fast, secure service that allows you to stay connected to your clients and monitor  For more than four decades, the firm has served as an enabling partner, supporting financial advisors in their goals of protecting and growing their clients'  Aug 4, 2021 LPL Financial is rolling out a number of new services for its financial Historically its client service focused on supporting advisors'  Log in with your username & password: Login. Today, LPL is a leader** in the markets we serve, supporting more than 17,000 financial advisors, 800 institution-based investment programs and 450 independent RIA firms nationwide. The LPL Financial representative associated with this website may discuss and/or transact securities business only with residents of the following states: AZ, CA, CO, FL, IL, MA, MD, ME, MS, NH, NJ, RI, SC, VT. Such freedoms give the company an independent  Being an independent advisor means that we can choose the investments that are most appropriate for our clients. Contact. LPL Financial | 80,581 followers on LinkedIn. Cornerstone Wealth Management and all its DBAs are separate entities from LPL Financial. A hands-on staff. If you are a client of an LPL Financial advisor, please contact your advisor to gain mobile access to the new Account View. A good case in point is former world heavyweight champion boxer Mike Tyson. Here's what financial planners recommend to their clients with student loan debt. com. * As reported by Financial Planning magazine, June 1996-2016, based on total revenue. He was assisted by a childhood friend who had been previously convicted of stealing money from customers. Comprehensive clearing and compliance services. Thousands of financial advisors nationwide are able to rely on the firm's tools and resources to help them provide financial guidance and recommendations to help meet their clients' needs. LPL Financial is the largest independent broker/dealer supporting more than 11,000 financial advisors nationwide from headquarters in Boston, Charlotte, and San Diego. For more than four decades, the fi LPL Finances is an illegal broker. LPL Financial Review. LPL Financial takes on a limited number of clients, so we are able to offer individualized service and a hands-on approach with the benefit of the fifth largest financial firm in the nation behind us, resulting in the best of both worlds. K. Are you ready to take control of your financial future? Explore the LPL Financial professionals in your area. 5 billion in client assets. Securities and advisory services offered through LPL Financial LLC, an SEC- registered broker Lpl Financial LLC Lpl Financial LLC (CRD# 6413) is a financial advisory firm headquartered in Fort Mill, SC. A registered investment advisor. net GmbH (Imprint). stock as an underlying investment, for example, an ETF that seeks to replicate the performance of an investment services index that includes LPL Financial Holdings Inc. Today, our clients are more unique than ever, from a retiree to a business owner With headquarters on both coasts, LPL Financial supports financial advisors in helping their clients by offering a robust mix of services and tools such as: Enabling technology. A high-level of service. Email/Username Password. Thousands of financial advisors nationwide are able to rely on the firm’s tools and resources to help them provide financial guidance and recommendations to help meet their clients’ needs. For more than four decades, the firm has served as an enabling partner, supporting financial advisors in their goals of protecting and growing their clients'  Mar 21, 2018 Goldman Sachs has expanded its lending capabilities to allow LPL Financial clients to borrow money for life events like paying for home  Fee-based investment advisory services may be offered through Strategic Wealth Advisors Group (SWAG), a Registered Investment Advisor or LPL Financial, a  For more than four decades, the firm has served as an enabling partner, supporting financial advisors in their goals of protecting and growing their clients'  For more than four decades, the firm has served as an enabling partner, supporting financial advisors in their goals of protecting and growing their clients' . LPL Financial (Nasdaq: LPLA) was founded on the principle that the firm should work for the advisor, and not the other way around. September 1st, 2021. We take care of our advisors, so they can take care of their clients. Registration on or use of this site constitutes acceptance of our Terms of Looking for someone to manage your money? Exploring a new career,? Have questions about what financial advisors do? Here's where to look for answers. to 6:00 p. Regardless of whether you are experienced with financial planning, or Thousands of financial advisors nationwide are able to rely on the firm's tools and resources to help them provide financial guidance and recommendations to help meet their clients' needs. Securities and advisory services offered through LPL Financial LLC, an SEC- registered broker Michael Smith (LPL Financial) Arrested And Charged With Defrauding Elderly Clients. Fort Mill LPL Financial 1055 LPL Way Fort Mill, SC 29715. User Information First Name Middle Initial Last Name E-Mail Confirm E-Mail Website Access A benefit of holistic planning is that it provides a comprehensive view of all areas of your financial life. A limited number of clients. Securities and advisory services offered through LPL Financial LLC, an SEC- registered broker Thousands of financial advisors nationwide are able to rely on the firm's tools and resources to help them provide financial guidance and recommendations to help meet their clients' needs. 16, 2021 (GLOBE NEWSWIRE) -- LPL Financial LLC (Nasdaq:LPLA) today announced that Sandstone Wealth Management, the investment program located at Heartland Bank, has joined Reported assets and client numbers have not been independently and fully verified by LPL Financial. Securities and advisory services offered through LPL Financial LLC, an SEC- registered broker With headquarters on both coasts, LPL Financial supports financial advisors in helping their clients by offering a robust mix of services and tools such as: Enabling technology. Not regulated – illegal. LPL Financial - Chesterfield, MO - www. Home | LPL Financial. Member FINRA & SIPC . LPL Financial's advisors are capable of providing clients a wide array of financial products, which include mutual funds, annuities and other tax-efficient investments, domestic and international securities, insurance, fee-based asset management programs, estate and financial planning, trust services, group retirement plans and exchange-traded LPL Financial is one of the leading financial services companies and the largest independent broker/dealer in the nation*. Unfortunately, you can’t trust LPL Finances because it is an illegal broker. Private Advisor Group and Client First. Hoffman, with selling $3. LPL Financial, Morgan Stanley, Mercer Advisors, plus a 100-client fraud scheme, a fintech for charity and a PGA endorsement By Editorial Staff October 1, 2021 2:20 PM LPL Financial Broker James Couture Charged with Defrauding Clients. The following LPL Finances is an illegal broker. “You are at your most productive when you're focused on your core business or profession, not when you're managing advisors or worrying about financial matters. | LPL Financial is a leader in the retail financial advice market and the nation Thousands of financial advisors nationwide are able to rely on the firm’s tools and resources to help them provide financial guidance and recommendations to help meet their clients’ needs. Because LPL Financial does not offer proprietary products, we’re free to concentrate on finding investments that suit your needs. LPL Financial was formed in 1989 through the merger of two small but successful brokerage firms, Linsco (established in 1968) and Private Ledger (founded in 1973). Riley, a broker-dealer with $2 billion in assets, and Lucia Securities, an advisor with $1. LPL Financial of Lake Havasu City is a fully independent firm, able to provide our clients objective financial services and advice. LPL Financial LLC. m. com . 8 billion and provides investment advisory services for 794043 clients (1:64 advisor/client ratio). Our  For more than four decades, the firm has served as an enabling partner, supporting financial advisors in their goals of protecting and growing their clients'  As an independently owned business, Oak wealth Management will provide independent advice for its clients. However, LPL or an IAR may recommend or purchase for clients a mutual fund or ETF that holds LPL Financial Holdings Inc. ET, Monday through Friday You will need to print and sign the form, then return it to LPL Financial by mail, fax or email along with a copy of an unexpired ID (driver’s license, state issue ID, or passport). For more information about LPL Financial, visit www. At Paul H. A chief objective of LPL Financial is to reduce the LPL Finances is an illegal broker. LPL Financial advisors provide objective financial guidance to millions of American Client Services Representatives & Trading 855-575-9656 8:00 a. LPL does not have a minimum asset requirement for its financial planning, consulting or research services. (704) 733-3300. LPL Financial Mobile, exclusively for LPL Financial Professionals, is a fast, secure service that allows you to stay connected to your clients and monitor accounts from your mobile device. StockOpter helps clients maximize the value of their employee stock options, restricted / performance shares and highly concentrated company stock holdings by providing insight and analysis that facilitates timely, informed and tax-efficient Welcome clients! LPL Financial is proud to have partnered with your financial advisor as they continue to provide the most comprehensive financial services available today.